30-Jurisdiction Statutory Audit • Netherlands (NL)
Is ING Regulated in Netherlands? (AFM Compliance Audit)
Deterministic regulatory audit of ING (ING Groep) against Netherlands's national supervisor (Dutch Authority for the Financial Markets (Autoriteit Financiële Markten)), statutory investor compensation limits, and retail margin rules.
Coverage: Netherlands (NL) • Supervisor: AFM (Tier-1 Onshore)
- Local AFM Filings
- 0
- Total Global Licences
- 1
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to ING Main DossierNetherlands (AFM) Statutory Compliance Matrix for ING
Side-by-side comparison of Netherlands's statutory requirements against ING's recorded filings.
| Statutory Dimension | Netherlands (AFM) Mandate | ING Recorded Standing |
|---|---|---|
| National Supervisory Authority | Dutch Authority for the Financial Markets (Autoriteit Financiële Markten) (AFM) | Cross-Border / Non-AFM (1 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official AFM public register | None recorded in Netherlands |
| Statutory Investor Compensation Cap | €20,000 DCS/ICS (Dutch Investor Compensation Scheme per person per institution) | Not covered by Netherlands domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Non-Major FX (AFM National CFD Product Intervention) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | Wft Statutory Giro/Custody Foundation (Stichting Derdengelden) Ring-Fencing | Verify daily trust reconciliation & negative balance protection in client agreement |
ING — Netherlands (AFM) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Netherlands (AFM) Comparison
Benchmark ING against peer institutions in our selected investment firm and financial institution records: continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied | |
| Algemene Bank Nederland | De Nederlandsche Bank (DNB) | 5.0 | Risk level not supplied | |
| Knab Bank | AFM | 5.0 | Risk level not supplied | |
| MintDice | Curaçao Gaming Control Board (GCB) | 2.0 | Risk level not supplied | |
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied |
ING in Netherlands (AFM): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is ING regulated in Netherlands by AFM?
Our dataset records 0 local AFM licences for ING in Netherlands, though ING holds 1 active licence(s) in other jurisdictions (BaFin). Residents of Netherlands onboarding via a foreign or offshore subsidiary do NOT receive domestic AFM supervision or €20,000 DCS/ICS (Dutch Investor Compensation Scheme per person per institution).
What is the investor compensation limit for Netherlands residents using ING?
Because ING does not hold a recorded local AFM licence in our current snapshot, Netherlands's domestic statutory compensation scheme (€20,000 DCS/ICS (Dutch Investor Compensation Scheme per person per institution)) does not cover accounts opened with ING's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Netherlands (AFM)?
Dutch Authority for the Financial Markets (Autoriteit Financiële Markten) (AFM) enforces the following retail leverage and margin standard in Netherlands: 30:1 Major FX / 20:1 Non-Major FX (AFM National CFD Product Intervention), alongside client asset protection rules requiring Wft Statutory Giro/Custody Foundation (Stichting Derdengelden) Ring-Fencing.
Which regulated alternatives to ING hold licences in Netherlands or comparable tiers?
Comparable institutions in this directory include Change (5.0/10, 2 filings), Algemene Bank Nederland (5.0/10, 1 filings), Knab Bank (5.0/10, 1 filings), MintDice (2.0/10, 1 filings), Bitpanda (5.0/10, 4 filings). Use the 1v1 Compare links in the table above to benchmark ING against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.