30-Jurisdiction Statutory Audit • Switzerland (CH)
Is ING Regulated in Switzerland? (FINMA Compliance Audit)
Deterministic regulatory audit of ING (ING Groep) against Switzerland's national supervisor (Swiss Financial Market Supervisory Authority), statutory investor compensation limits, and retail margin rules.
Coverage: Switzerland (CH) • Supervisor: FINMA (Tier-1 Onshore)
- Local FINMA Filings
- 0
- Total Global Licences
- 1
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to ING Main DossierSwitzerland (FINMA) Statutory Compliance Matrix for ING
Side-by-side comparison of Switzerland's statutory requirements against ING's recorded filings.
| Statutory Dimension | Switzerland (FINMA) Mandate | ING Recorded Standing |
|---|---|---|
| National Supervisory Authority | Swiss Financial Market Supervisory Authority (FINMA) | Cross-Border / Non-FINMA (1 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official FINMA public register | None recorded in Switzerland |
| Statutory Investor Compensation Cap | CHF 100,000 esisuisse (Mandatory Swiss Banking License required for OTC FX dealers) | Not covered by Switzerland domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1–100:1 Prudential Bank Margin Schedule under Swiss FinSA / FinIA | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | Full Swiss Banking Balance-Sheet Prudential Supervision & Bankruptcy-Remote Custody | Verify daily trust reconciliation & negative balance protection in client agreement |
ING — Switzerland (FINMA) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Switzerland (FINMA) Comparison
Benchmark ING against peer institutions in our investment firms and financial institutions headquartered across continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| CIM Bank | FINMA | 5.0 | Risk level not supplied | |
| Bity | FINMA | 2.0 | Risk level not supplied | |
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied | |
| Capex | CYSECCNMVFSCA | 6.5 | Risk level not supplied | |
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied |
ING in Switzerland (FINMA): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is ING regulated in Switzerland by FINMA?
Our dataset records 0 local FINMA licences for ING in Switzerland, though ING holds 1 active licence(s) in other jurisdictions (BaFin). Residents of Switzerland onboarding via a foreign or offshore subsidiary do NOT receive domestic FINMA supervision or CHF 100,000 esisuisse (Mandatory Swiss Banking License required for OTC FX dealers).
What is the investor compensation limit for Switzerland residents using ING?
Because ING does not hold a recorded local FINMA licence in our current snapshot, Switzerland's domestic statutory compensation scheme (CHF 100,000 esisuisse (Mandatory Swiss Banking License required for OTC FX dealers)) does not cover accounts opened with ING's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Switzerland (FINMA)?
Swiss Financial Market Supervisory Authority (FINMA) enforces the following retail leverage and margin standard in Switzerland: 30:1–100:1 Prudential Bank Margin Schedule under Swiss FinSA / FinIA, alongside client asset protection rules requiring Full Swiss Banking Balance-Sheet Prudential Supervision & Bankruptcy-Remote Custody.
Which regulated alternatives to ING hold licences in Switzerland or comparable tiers?
Comparable institutions in this directory include CIM Bank (5.0/10, 1 filings), Bity (2.0/10, 1 filings), Bitpanda (5.0/10, 4 filings), Capex (6.5/10, 3 filings), Change (5.0/10, 2 filings). Use the 1v1 Compare links in the table above to benchmark ING against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.