30-Jurisdiction Statutory Audit • Netherlands (NL)
Is Simplex Regulated in Netherlands? (AFM Compliance Audit)
Deterministic regulatory audit of Simplex (Simplex) against Netherlands's national supervisor (Dutch Authority for the Financial Markets (Autoriteit Financiële Markten)), statutory investor compensation limits, and retail margin rules.
Coverage: Netherlands (NL) • Supervisor: AFM (Tier-1 Onshore)
- Local AFM Filings
- 0
- Total Global Licences
- 0
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Simplex Main DossierNetherlands (AFM) Statutory Compliance Matrix for Simplex
Side-by-side comparison of Netherlands's statutory requirements against Simplex's recorded filings.
| Statutory Dimension | Netherlands (AFM) Mandate | Simplex Recorded Standing |
|---|---|---|
| National Supervisory Authority | Dutch Authority for the Financial Markets (Autoriteit Financiële Markten) (AFM) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official AFM public register | None recorded in Netherlands |
| Statutory Investor Compensation Cap | €20,000 DCS/ICS (Dutch Investor Compensation Scheme per person per institution) | Not covered by Netherlands domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Non-Major FX (AFM National CFD Product Intervention) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | Wft Statutory Giro/Custody Foundation (Stichting Derdengelden) Ring-Fencing | Verify daily trust reconciliation & negative balance protection in client agreement |
Simplex — Netherlands (AFM) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Netherlands (AFM) Comparison
Benchmark Simplex against peer institutions in our investment firms and financial institutions headquartered across continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied | |
| Algemene Bank Nederland | De Nederlandsche Bank (DNB) | 5.0 | Risk level not supplied | |
| Knab Bank | AFM | 5.0 | Risk level not supplied | |
| MintDice | Curaçao Gaming Control Board (GCB) | 2.0 | Risk level not supplied | |
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied |
Simplex in Netherlands (AFM): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Simplex regulated in Netherlands by AFM?
Our dataset currently holds 0 local AFM licences and 0 active foreign regulated licences for Simplex. Residents of Netherlands should verify primary authorisation directly on the AFM public register before transacting.
What is the investor compensation limit for Netherlands residents using Simplex?
Because Simplex does not hold a recorded local AFM licence in our current snapshot, Netherlands's domestic statutory compensation scheme (€20,000 DCS/ICS (Dutch Investor Compensation Scheme per person per institution)) does not cover accounts opened with Simplex's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Netherlands (AFM)?
Dutch Authority for the Financial Markets (Autoriteit Financiële Markten) (AFM) enforces the following retail leverage and margin standard in Netherlands: 30:1 Major FX / 20:1 Non-Major FX (AFM National CFD Product Intervention), alongside client asset protection rules requiring Wft Statutory Giro/Custody Foundation (Stichting Derdengelden) Ring-Fencing.
Which regulated alternatives to Simplex hold licences in Netherlands or comparable tiers?
Comparable institutions in this directory include Change (5.0/10, 2 filings), Algemene Bank Nederland (5.0/10, 1 filings), Knab Bank (5.0/10, 1 filings), MintDice (2.0/10, 1 filings), Bitpanda (5.0/10, 4 filings). Use the 1v1 Compare links in the table above to benchmark Simplex against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.