30-Jurisdiction Statutory Audit • Australia (AU)
Is Simplex Regulated in Australia? (ASIC Compliance Audit)
Deterministic regulatory audit of Simplex (Simplex) against Australia's national supervisor (Australian Securities and Investments Commission), statutory investor compensation limits, and retail margin rules.
Coverage: Australia (AU) • Supervisor: ASIC (Tier-1 Onshore)
- Local ASIC Filings
- 0
- Total Global Licences
- 0
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Simplex Main DossierAustralia (ASIC) Statutory Compliance Matrix for Simplex
Side-by-side comparison of Australia's statutory requirements against Simplex's recorded filings.
| Statutory Dimension | Australia (ASIC) Mandate | Simplex Recorded Standing |
|---|---|---|
| National Supervisory Authority | Australian Securities and Investments Commission (ASIC) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official ASIC public register | None recorded in Australia |
| Statutory Investor Compensation Cap | CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund) | Not covered by Australia domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | Corporations Act s981B Statutory Client Money Trust Account Reconciliation | Verify daily trust reconciliation & negative balance protection in client agreement |
Simplex — Australia (ASIC) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Australia (ASIC) Comparison
Benchmark Simplex against peer institutions in our investment firms and financial institutions headquartered across continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied | |
| Capex | CYSECCNMVFSCA | 6.5 | Risk level not supplied | |
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied | |
| UniCredit Bulbank | Financial Supervision CommissionBulgarian National Bank (BNB) | 5.0 | Risk level not supplied | |
| SwissBorg | Estonian Financial Intelligence Unit (FIU / RAB)AMF | 4.0 | Risk level not supplied |
Simplex in Australia (ASIC): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Simplex regulated in Australia by ASIC?
Our dataset currently holds 0 local ASIC licences and 0 active foreign regulated licences for Simplex. Residents of Australia should verify primary authorisation directly on the ASIC public register before transacting.
What is the investor compensation limit for Australia residents using Simplex?
Because Simplex does not hold a recorded local ASIC licence in our current snapshot, Australia's domestic statutory compensation scheme (CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund)) does not cover accounts opened with Simplex's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in Australia (ASIC)?
Australian Securities and Investments Commission (ASIC) enforces the following retail leverage and margin standard in Australia: 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument), alongside client asset protection rules requiring Corporations Act s981B Statutory Client Money Trust Account Reconciliation.
Which regulated alternatives to Simplex hold licences in Australia or comparable tiers?
Comparable institutions in this directory include Bitpanda (5.0/10, 4 filings), Capex (6.5/10, 3 filings), Change (5.0/10, 2 filings), UniCredit Bulbank (5.0/10, 2 filings), SwissBorg (4.0/10, 2 filings). Use the 1v1 Compare links in the table above to benchmark Simplex against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.