30-Jurisdiction Statutory Audit • New Zealand (NZ)
Is PLOTIO Regulated in New Zealand? (FMA Compliance Audit)
Deterministic regulatory audit of PLOTIO (PLOTIO) against New Zealand's national supervisor (Financial Markets Authority (New Zealand)), statutory investor compensation limits, and retail margin rules.
Coverage: New Zealand (NZ) • Supervisor: FMA (Tier-2 Onshore)
- Local FMA Filings
- 0
- Total Global Licences
- 3
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-2
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to PLOTIO Main DossierNew Zealand (FMA) Statutory Compliance Matrix for PLOTIO
Side-by-side comparison of New Zealand's statutory requirements against PLOTIO's recorded filings.
| Statutory Dimension | New Zealand (FMA) Mandate | PLOTIO Recorded Standing |
|---|---|---|
| National Supervisory Authority | Financial Markets Authority (New Zealand) (FMA) | Cross-Border / Non-FMA (2 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official FMA public register | None recorded in New Zealand |
| Statutory Investor Compensation Cap | No statutory derivative investor compensation fund; strict FMA Derivatives Issuer trust rules | Not covered by New Zealand domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | Contractual Derivative Issuer Margin Schedule under FMCA 2013 | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | FMCA Derivatives Investor Money & Property Daily Trust Account Segregation | Verify daily trust reconciliation & negative balance protection in client agreement |
PLOTIO — New Zealand (FMA) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for New Zealand (FMA) Comparison
Benchmark PLOTIO against peer institutions in our investment firms and financial institutions headquartered across continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Bank Frick | FMA | 4.0 | Risk level not supplied | |
| BwareLabs | FMA | 1.0 | Risk level not supplied | |
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied | |
| Capex | CYSECCNMVFSCA | 6.5 | Risk level not supplied | |
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied |
PLOTIO in New Zealand (FMA): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is PLOTIO regulated in New Zealand by FMA?
Our dataset records 0 local FMA licences for PLOTIO in New Zealand, though PLOTIO holds 2 active licence(s) in other jurisdictions (CGSE, ASIC). Residents of New Zealand onboarding via a foreign or offshore subsidiary do NOT receive domestic FMA supervision or No statutory derivative investor compensation fund; strict FMA Derivatives Issuer trust rules.
What is the investor compensation limit for New Zealand residents using PLOTIO?
Because PLOTIO does not hold a recorded local FMA licence in our current snapshot, New Zealand's domestic statutory compensation scheme (No statutory derivative investor compensation fund; strict FMA Derivatives Issuer trust rules) does not cover accounts opened with PLOTIO's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in New Zealand (FMA)?
Financial Markets Authority (New Zealand) (FMA) enforces the following retail leverage and margin standard in New Zealand: Contractual Derivative Issuer Margin Schedule under FMCA 2013, alongside client asset protection rules requiring FMCA Derivatives Investor Money & Property Daily Trust Account Segregation.
Which regulated alternatives to PLOTIO hold licences in New Zealand or comparable tiers?
Comparable institutions in this directory include Bank Frick (4.0/10, 1 filings), BwareLabs (1.0/10, 1 filings), Bitpanda (5.0/10, 4 filings), Capex (6.5/10, 3 filings), Change (5.0/10, 2 filings). Use the 1v1 Compare links in the table above to benchmark PLOTIO against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.