30-Jurisdiction Statutory Audit • Australia (AU)
Is PLOTIO Regulated in Australia? (ASIC Compliance Audit)
Deterministic regulatory audit of PLOTIO (PLOTIO) against Australia's national supervisor (Australian Securities and Investments Commission), statutory investor compensation limits, and retail margin rules.
Coverage: Australia (AU) • Supervisor: ASIC (Tier-1 Onshore)
- Local ASIC Filings
- 1
- Total Global Licences
- 3
- 6D Overall Score
- 5.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to PLOTIO Main DossierAustralia (ASIC) Statutory Compliance Matrix for PLOTIO
Side-by-side comparison of Australia's statutory requirements against PLOTIO's recorded filings.
| Statutory Dimension | Australia (ASIC) Mandate | PLOTIO Recorded Standing |
|---|---|---|
| National Supervisory Authority | Australian Securities and Investments Commission (ASIC) | 1 Local ASIC Filing(s) |
| Local Certificate Number(s) | Mandatory registration on official ASIC public register | |
| Statutory Investor Compensation Cap | CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund) | Eligible when onboarded directly under PLOTIO (AU) GLOBAL FINANCIAL PTY LTD |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument) | Bound by statutory ASIC retail margin floors |
| Client Money Segregation Rule | Corporations Act s981B Statutory Client Money Trust Account Reconciliation | Verify daily trust reconciliation & negative balance protection in client agreement |
PLOTIO — Australia (ASIC) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for Australia (ASIC) Comparison
Benchmark PLOTIO against peer institutions in our investment firms and financial institutions headquartered across continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied | |
| Capex | CYSECCNMVFSCA | 6.5 | Risk level not supplied | |
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied | |
| UniCredit Bulbank | Financial Supervision CommissionBulgarian National Bank (BNB) | 5.0 | Risk level not supplied | |
| SwissBorg | Estonian Financial Intelligence Unit (FIU / RAB)AMF | 4.0 | Risk level not supplied |
PLOTIO in Australia (ASIC): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is PLOTIO regulated in Australia by ASIC?
In our supervisory dataset, PLOTIO holds 1 active local filing(s) in Australia (ASIC #528971). Clients onboarded under the local Australia subsidiary are governed by ASIC rules, CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund), and 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument).
What is the investor compensation limit for Australia residents using PLOTIO?
Under Australia's statutory framework (ASIC), eligible retail clients onboarded directly with PLOTIO's locally authorised entity are subject to: CSLR (Financial Advice up to A$150,000; $0 statutory OTC derivative insolvency fund). Always verify that your account contract names the Australia-regulated subsidiary (PLOTIO (AU) GLOBAL FINANCIAL PTY LTD).
What retail leverage cap and margin rules apply in Australia (ASIC)?
Australian Securities and Investments Commission (ASIC) enforces the following retail leverage and margin standard in Australia: 30:1 Major FX / 20:1 Minor FX & Gold / 2:1 Crypto CFDs (ASIC Corporations CFD Instrument), alongside client asset protection rules requiring Corporations Act s981B Statutory Client Money Trust Account Reconciliation.
Which regulated alternatives to PLOTIO hold licences in Australia or comparable tiers?
Comparable institutions in this directory include Bitpanda (5.0/10, 4 filings), Capex (6.5/10, 3 filings), Change (5.0/10, 2 filings), UniCredit Bulbank (5.0/10, 2 filings), SwissBorg (4.0/10, 2 filings). Use the 1v1 Compare links in the table above to benchmark PLOTIO against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.