Institution record
Ameriprise Financial
Ameriprise Financial, Inc.
- Source score
- 5.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected investment firm and financial institution records: continental europe) are listed first. Check each one on the regulator's own register.
Peer source record comparison
Compare imported fields for Ameriprise Financial and other records in our selected investment firm and financial institution records: continental europe dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Ameriprise Financial (this record) | Federal Deposit Insurance Corporation (U.S. FDIC)Office of the Comptroller of the Currency (U.S. OCC) | 2 / 2 | Risk level not supplied | 5.0 | 0 |
BaFinAMFFI+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
CYSECCNMVFSCA | 3 / 3 | Risk level not supplied | 6.5 | 0 | |
AFMEstonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Supervision CommissionBulgarian National Bank (BNB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)AMF | 1 / 2 | Risk level not supplied | 4.0 | 0 |
Ameriprise Financial: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Ameriprise Financial's regulatory licence status and supervisory authorisation?
The imported dataset contains 2 licence entries associated with Ameriprise Financial (legal entity reference: Ameriprise Financial, Inc.); 2 are labelled "regulated" and 2 are labelled regulated or registered: Federal Deposit Insurance Corporation (U.S. FDIC) — licence 58303, status: regulated; Office of the Comptroller of the Currency (U.S. OCC) — licence 718164, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official Federal Deposit Insurance Corporation (U.S. FDIC), Office of the Comptroller of the Currency (U.S. OCC) public register.
Which of Ameriprise Financial's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's selected investment firm and financial institution records: continental europe source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is Ameriprise Financial's institutional risk classification, enforcement exposure, and score profile?
Ameriprise Financial carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Ameriprise Financial's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Ameriprise Financial, institutional and retail allocators should: (1) confirm the domain (ameriprise.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Federal Deposit Insurance Corporation (U.S. FDIC).