Institution record
RockGlobal
Rockfort Markets Ltd
- Source score
- 5.5
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (investment firms and financial institutions headquartered across continental europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Australian Securities and Investments Commission | 282288 | Regulated | ROCKGLOBAL CAPITAL MARKETS PTY LTD | 2005-02-18 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing RockGlobal against peer institutions in our investment firms and financial institutions headquartered across continental europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| RockGlobal (this record) | ASIC | 1 / 1 | Risk level not supplied | 5.5 | 0 |
BaFinAMFFI+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
CYSECCNMVFSCA | 3 / 3 | Risk level not supplied | 6.5 | 0 | |
AFMEstonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Supervision CommissionBulgarian National Bank (BNB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)AMF | 1 / 2 | Risk level not supplied | 4.0 | 0 |
RockGlobal: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is RockGlobal's regulatory licence status and supervisory authorisation?
In our imported dataset, RockGlobal (legal entity reference: Rockfort Markets Ltd) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 282288, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC public register.
Which of RockGlobal's jurisdictions and licences fall within this site's regulatory coverage?
RockGlobal is registered at Level 2, 22 Fanshawe Street, Auckland Central, Auckland 1010; PO Box 5382, Victoria Street West, Auckland/2nd Floor, Reigate Building, P.O. Box 356, Kingstown, St Vincent and the Grenadines. and tracked under our investment firms and financial institutions headquartered across continental europe scope based on its institutional service profile (Stock indices, Forex, Stocks, Futures, Options) rather than a domestic focus licence. Its 1 recorded licence (ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is RockGlobal's institutional risk classification, enforcement exposure, and score profile?
RockGlobal carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.5, risk & licensing: 5.5, brand: 5.5, market influence: 5.5, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to RockGlobal's platforms, entity structure, and complaints?
Before allocating capital or executing trades with RockGlobal (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (rockglobal.com.au) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Euro Firm Ledger relevant to RockGlobal's supervisory scope.
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