30-Jurisdiction Statutory Audit • United Kingdom (GB)
Is PLOTIO Regulated in United Kingdom? (FCA Compliance Audit)
Deterministic regulatory audit of PLOTIO (PLOTIO) against United Kingdom's national supervisor (Financial Conduct Authority), statutory investor compensation limits, and retail margin rules.
Coverage: United Kingdom (GB) • Supervisor: FCA (Tier-1 Onshore)
- Local FCA Filings
- 0
- Total Global Licences
- 1
- 6D Overall Score
- 2.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to PLOTIO Main DossierUnited Kingdom (FCA) Statutory Compliance Matrix for PLOTIO
Side-by-side comparison of United Kingdom's statutory requirements against PLOTIO's recorded filings.
| Statutory Dimension | United Kingdom (FCA) Mandate | PLOTIO Recorded Standing |
|---|---|---|
| National Supervisory Authority | Financial Conduct Authority (FCA) | No Active Licence Recorded |
| Local Certificate Number(s) | Mandatory registration on official FCA public register | None recorded in United Kingdom |
| Statutory Investor Compensation Cap | £85,000 FSCS (Financial Services Compensation Scheme) | Not covered by United Kingdom domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 30:1 Major FX / 20:1 Non-Major FX & Gold / 2:1 Retail Crypto CFD Ban (COBS 22.5) | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | FCA CASS 7 Daily Client Money Segregation & Mandatory Negative Balance Protection | Verify daily trust reconciliation & negative balance protection in client agreement |
PLOTIO — United Kingdom (FCA) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for United Kingdom (FCA) Comparison
Benchmark PLOTIO against peer institutions in our selected investment firm and financial institution records: continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied | |
| Capex | CYSECCNMVFSCA | 6.5 | Risk level not supplied | |
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied | |
| UniCredit Bulbank | Financial Supervision CommissionBulgarian National Bank (BNB) | 5.0 | Risk level not supplied | |
| SwissBorg | Estonian Financial Intelligence Unit (FIU / RAB)AMF | 4.0 | Risk level not supplied |
PLOTIO in United Kingdom (FCA): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is PLOTIO regulated in United Kingdom by FCA?
Our dataset currently holds 0 local FCA licences and 0 active foreign regulated licences for PLOTIO. Residents of United Kingdom should verify primary authorisation directly on the FCA public register before transacting.
What is the investor compensation limit for United Kingdom residents using PLOTIO?
Because PLOTIO does not hold a recorded local FCA licence in our current snapshot, United Kingdom's domestic statutory compensation scheme (£85,000 FSCS (Financial Services Compensation Scheme)) does not cover accounts opened with PLOTIO's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in United Kingdom (FCA)?
Financial Conduct Authority (FCA) enforces the following retail leverage and margin standard in United Kingdom: 30:1 Major FX / 20:1 Non-Major FX & Gold / 2:1 Retail Crypto CFD Ban (COBS 22.5), alongside client asset protection rules requiring FCA CASS 7 Daily Client Money Segregation & Mandatory Negative Balance Protection.
Which regulated alternatives to PLOTIO hold licences in United Kingdom or comparable tiers?
Comparable institutions in this directory include Bitpanda (5.0/10, 4 filings), Capex (6.5/10, 3 filings), Change (5.0/10, 2 filings), UniCredit Bulbank (5.0/10, 2 filings), SwissBorg (4.0/10, 2 filings). Use the 1v1 Compare links in the table above to benchmark PLOTIO against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.