Institution record
NCM Investment
- Source score
- 7.1
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected investment firm and financial institution records: continental europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Capital Markets Board of Turkey | G-022(395) | Regulated | NCM Investment | — | |
Capital Markets Authority | AP/2017/0009、AP/2019/0003 | Regulated | NCM Investment Company | 2017-07-02 | |
Securities and Commodities Authority | 20200000158 | Regulated | NCM FINANCIAL SERVICES L.L.C | 2023-07-19 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing NCM Investment against peer institutions in our selected investment firm and financial institution records: continental europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| NCM Investment (this record) | CMBCMASCA | 3 / 3 | Risk level not supplied | 7.1 | 0 |
BaFinAMFFI+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
CYSECCNMVFSCA | 3 / 3 | Risk level not supplied | 6.5 | 0 | |
AFMEstonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Supervision CommissionBulgarian National Bank (BNB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)AMF | 1 / 2 | Risk level not supplied | 4.0 | 0 |
NCM Investment: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is NCM Investment's regulatory licence status and supervisory authorisation?
In our imported dataset, NCM Investment (legal entity reference: NCM Investment) holds 3 recorded licence entries, of which 3 carry a "regulated" status and 3 are marked regulated or registered: CMB (Capital Markets Board of Turkey) — licence G-022(395), status: regulated; CMA (Capital Markets Authority) — licence AP/2017/0009、AP/2019/0003, status: regulated; SCA (Securities and Commodities Authority) — licence 20200000158, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official CMB, CMA, SCA public register.
Which of NCM Investment's jurisdictions and licences fall within this site's regulatory coverage?
NCM Investment is registered at Mezzanine Floor, Dar Al Awadi Tower Ahmad Al Jaber Street Sharq, Kuwait and tracked under our selected investment firm and financial institution records: continental europe scope based on its institutional service profile (Forex, gold and silver, oil, agricultural products, US indices and CFDs on stocks and indices) rather than a domestic focus licence. Its 3 recorded licences (CMB, CMA, SCA) should be evaluated for cross-border passporting and local solicitation rules.
What is NCM Investment's institutional risk classification, enforcement exposure, and score profile?
NCM Investment carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.1, risk & licensing: 5.0, brand: 7.2, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to NCM Investment's platforms, entity structure, and complaints?
Before allocating capital or executing trades with NCM Investment (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (ncminvest.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to CMB.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Euro Firm Ledger relevant to NCM Investment's supervisory scope.
MiFID II & MiCA Transposition
PSD2 SCA Exemption Audit — NCAs Register Tie-Out: 2026 Institutional Audit & Desk Controls
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Competent Authorities
PSD2 SCA Exemption Audit — Passporting Notification Log: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of psd2 sca exemption audit focusing on passporting notification log. Covers statutory register tie-out (BAFIN-WPIG), 12.4 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
EEA Passporting
PSD2 SCA Exemption Audit — Supervisory Convergence Note: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of psd2 sca exemption audit focusing on supervisory convergence note. Covers statutory register tie-out (CYSEC-CIF), 15.8 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Continental European Bourses
PSD2 SCA Exemption Audit — Retail Disclosure Benchmark: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of psd2 sca exemption audit focusing on retail disclosure benchmark. Covers statutory register tie-out (FINMA-FINIG), 8.0 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.