Institution record
GFA
GFA Capital Markets LTD
- Source score
- 6.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (investment firms and financial institutions headquartered across continental europe) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing GFA against peer institutions in our investment firms and financial institutions headquartered across continental europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| GFA (this record) | ASIC | 0 / 1 | Risk level not supplied | 6.0 | 0 |
BaFinAMFFI+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
CYSECCNMVFSCA | 3 / 3 | Risk level not supplied | 6.5 | 0 | |
AFMEstonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Supervision CommissionBulgarian National Bank (BNB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)AMF | 1 / 2 | Risk level not supplied | 4.0 | 0 |
GFA: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is GFA's regulatory licence status and supervisory authorisation?
In our imported dataset, GFA (legal entity reference: GFA Capital Markets LTD) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: ASIC (Australian Securities and Investments Commission) — licence 398104, status: suspected clone. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official ASIC public register.
Which of GFA's jurisdictions and licences fall within this site's regulatory coverage?
GFA is registered at Suite 201 Level 2, 46 Market Street, Sydney NSW 2000 and tracked under our investment firms and financial institutions headquartered across continental europe scope based on its institutional service profile (FX CFDs (CFD) products and precious metals CFDs) rather than a domestic focus licence. Its 1 recorded licence (ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is GFA's institutional risk classification, enforcement exposure, and score profile?
GFA carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (ASIC: suspected clone). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to GFA's platforms, entity structure, and complaints?
Before allocating capital or executing trades with GFA (listed execution software: i-Wise), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to ASIC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Euro Firm Ledger relevant to GFA's supervisory scope.
market-insights
U.S., Eurozone Bond Yields Turn Higher as Investors Shift Focus Back to Data
U.S., Eurozone Bond Yields Turn Higher as Investors Shift Focus Back to Data: U.S. and eurozone government bond yields turned higher, reversing earlier declines as investors pivoted back to economic fundamentals.
trade-deficit
Eurozone Swung to Goods-Trade Deficit in August
Eurozone Swung to Goods-Trade Deficit in August: Trade in the eurozone swung to a deficit in August as higher energy imports and weaker machinery and vehicle trade weighed on the balance. ## Supervis
monetary-policy
ECB’s Lagarde says inflation to stay high, sees little reason to alter rate course
ECB’s Lagarde says inflation to stay high, sees little reason to alter rate course: ECB’s Lagarde says inflation to stay high, sees little reason to alter rate course ## Supervisory Register Cross-Reference & Licensing Context Cross-v
market-insights
ECB publishes consolidated banking data for end-June 2026
ECB publishes consolidated banking data for end-June 2026: Summary of the supplied primary material covering 2026. Cross-reference official supervisory registers for live updates.