30-Jurisdiction Statutory Audit • United States (US)
Is Exinity Regulated in United States? (SEC/NFA Compliance Audit)
Deterministic regulatory audit of Exinity (Exinity Works UK Ltd) against United States's national supervisor (U.S. Securities and Exchange Commission / National Futures Association (CFTC)), statutory investor compensation limits, and retail margin rules.
Coverage: United States (US) • Supervisor: SEC/NFA (Tier-1 Onshore)
- Local SEC/NFA Filings
- 0
- Total Global Licences
- 2
- 6D Overall Score
- 6.0
- Regime Classification
- Tier-1
Switch National Jurisdiction Audit (30 Statutory Regimes)
← Back to Exinity Main DossierUnited States (SEC/NFA) Statutory Compliance Matrix for Exinity
Side-by-side comparison of United States's statutory requirements against Exinity's recorded filings.
| Statutory Dimension | United States (SEC/NFA) Mandate | Exinity Recorded Standing |
|---|---|---|
| National Supervisory Authority | U.S. Securities and Exchange Commission / National Futures Association (CFTC) (SEC/NFA) | Cross-Border / Non-SEC/NFA (1 Foreign Filings) |
| Local Certificate Number(s) | Mandatory registration on official SEC/NFA public register | None recorded in United States |
| Statutory Investor Compensation Cap | $500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund) | Not covered by United States domestic scheme when onboarded offshore |
| Retail Leverage & Margin Cap | 50:1 Major FX / 20:1 Minor FX (NFA Compliance Rule 2-36); 2:1 Reg T Equities | Governed by foreign/offshore subsidiary contract terms |
| Client Money Segregation Rule | CEA Section 4d Segregated Customer Funds & SEC Rule 15c3-3 Customer Protection | Verify daily trust reconciliation & negative balance protection in client agreement |
Exinity — United States (SEC/NFA) Compliance Exhibit
Deterministic vector diagram of local licensing, investor protection, and leverage constraints.
Top 5 Regulated Peers for United States (SEC/NFA) Comparison
Benchmark Exinity against peer institutions in our investment firms and financial institutions headquartered across continental europe slice.
| Institution | Recorded Licences | 6D Score | Risk Classification | |
|---|---|---|---|---|
| Bitpanda | BaFinAMFFI | 5.0 | Risk level not supplied | |
| Capex | CYSECCNMVFSCA | 6.5 | Risk level not supplied | |
| Change | AFMEstonian Financial Intelligence Unit (FIU / RAB) | 5.0 | Risk level not supplied | |
| UniCredit Bulbank | Financial Supervision CommissionBulgarian National Bank (BNB) | 5.0 | Risk level not supplied | |
| SwissBorg | Estonian Financial Intelligence Unit (FIU / RAB)AMF | 4.0 | Risk level not supplied |
Exinity in United States (SEC/NFA): Frequently Asked Questions
Statutory licensing, compensation cap, and leverage answers.
Is Exinity regulated in United States by SEC/NFA?
Our dataset records 0 local SEC/NFA licences for Exinity in United States, though Exinity holds 1 active licence(s) in other jurisdictions (Financial Services Commission, Mauritius). Residents of United States onboarding via a foreign or offshore subsidiary do NOT receive domestic SEC/NFA supervision or $500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund).
What is the investor compensation limit for United States residents using Exinity?
Because Exinity does not hold a recorded local SEC/NFA licence in our current snapshot, United States's domestic statutory compensation scheme ($500,000 SIPC (Securities up to $250k cash; $0 statutory FX/Futures fund)) does not cover accounts opened with Exinity's foreign or offshore subsidiaries.
What retail leverage cap and margin rules apply in United States (SEC/NFA)?
U.S. Securities and Exchange Commission / National Futures Association (CFTC) (SEC/NFA) enforces the following retail leverage and margin standard in United States: 50:1 Major FX / 20:1 Minor FX (NFA Compliance Rule 2-36); 2:1 Reg T Equities, alongside client asset protection rules requiring CEA Section 4d Segregated Customer Funds & SEC Rule 15c3-3 Customer Protection.
Which regulated alternatives to Exinity hold licences in United States or comparable tiers?
Comparable institutions in this directory include Bitpanda (5.0/10, 4 filings), Capex (6.5/10, 3 filings), Change (5.0/10, 2 filings), UniCredit Bulbank (5.0/10, 2 filings), SwissBorg (4.0/10, 2 filings). Use the 1v1 Compare links in the table above to benchmark Exinity against each peer.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.