EC Markets • Supervisory Authorisation Audit
EC Markets: Regulation, Licence Numbers & Tier Breakdown
Complete primary licence audit for EC Markets (Ec Markets Limited), including regulatory certificate numbers, tier classifications, contracting legal entities, and our 3-step official registry verification playbook.
Coverage: Selected investment firm and financial institution records: Continental Europe
- 6D Overall Score
- 7.0
- Regulated Licences
- 3 / 5
- Tier-1 Filings
- 0
- Warning Exposure
- 0
EC Markets Regulatory Licence & Certificate Registry
Each certificate number links to our cryptographic verification dossier (/verify/license/[num]).
| Supervising Authority | Tier | Certificate Number | Supervisory Status | Contracting Legal Entity | Effective Date | |
|---|---|---|---|---|---|---|
| ASIC Australian Securities and Investments Commission | unknown | 414198 | Regulated | EC MARKETS FINANCIAL LIMITED | 2012-02-17 | |
| Financial Conduct Authority (UK FCA) Financial Conduct Authority (UK FCA) | unknown | 571881 | Regulated | EC Markets Group Ltd | 2012-08-08 | |
| Financial Services Commission, Mauritius Financial Services Commission, Mauritius | unknown | GB2100130 | Offshore | EC MARKETS LIMITED | 2022-06-20 | |
| Financial Services Authority Seychelles Financial Services Authority Seychelles | unknown | SD009 | Offshore | EC Markets Limited | — | |
| FMA Financial Markets Authority | unknown | 197465 | Regulated | EC MARKETS FINANCIAL LIMITED | 2015-01-20 |
Supervisory Tier Distribution & Prudential Breakdown
Categorisation of recorded authorisations by statutory capital, segregation, and compensation rigor.
0
Major statutory regimes (FCA, ASIC, MAS, SEC/NFA, BaFin, FINMA, JFSA, SFC) with strict daily trust reconciliation and statutory compensation.
0
Recognised regional regulators (CySEC, FMA, FSCA, DFSA) enforcing MiFID II or equivalent prudential reporting and negative balance protection.
2
International business company (IBC) or offshore registrations with flexible leverage schedules and no statutory investor compensation fund.
0
Filings marked exceeded scope, revoked, unauthorised, or suspected clone in the imported supervisory dataset.
3-Step Official Register Verification Playbook
How to independently verify EC Markets's supervisory standing before wiring funds.
Cross-Check Certificate Number
Take each licence number listed for EC Markets and query it directly on the issuing authority's official public register (and via our /verify/license/ oracle) to confirm active standing.
Audit Onboarding Subsidiary
Multi-entity brokerages often market a Tier-1 licence on their homepage while onboarding international clients under an offshore entity. Confirm your client agreement names Ec Markets Limited.
Verify Approved Website Host
Confirm that the website domain you use to log in (www.ecmarkets.co.uk) matches the approved domain recorded on the regulator's register entry.
EC Markets — Regulation & Licences Architecture Exhibit
Deterministic vector diagram generated from supervisory filings and 6D telemetry.
EC Markets Regulation & Licences: Frequently Asked Questions
Four intent-specific due diligence questions answered from primary dataset records.
Which financial regulators authorise and supervise EC Markets?
EC Markets (Ec Markets Limited) holds 5 recorded supervisory filing(s) in our dataset across ASIC, Financial Conduct Authority (UK FCA), Financial Services Commission, Mauritius, Financial Services Authority Seychelles, FMA. Of these, 3 carry an active "Regulated" status and 0 are classified under Tier-1 statutory supervisors.
What are EC Markets's official regulatory licence numbers?
Recorded certificate numbers for EC Markets include: ASIC #414198 (Regulated); Financial Conduct Authority (UK FCA) #571881 (Regulated); Financial Services Commission, Mauritius #GB2100130 (Offshore); Financial Services Authority Seychelles #SD009 (Offshore); FMA #197465 (Regulated). Click any certificate number in the table above to open its SHA-256 verification dossier.
Does EC Markets hold Tier-1 onshore regulatory authorisation?
No active Tier-1 regulated filing is recorded for EC Markets in our current snapshot (5 total filings across ASIC, Financial Conduct Authority (UK FCA), Financial Services Commission, Mauritius, Financial Services Authority Seychelles, FMA).
How do I verify EC Markets's contracting legal entity before funding an account?
Follow our 3-step verification protocol: (1) locate the exact corporate name in your client agreement and compare it against "Ec Markets Limited"; (2) click the certificate number link in our licence table to verify the registration string; and (3) confirm on the regulator's own domain that www.ecmarkets.co.uk is the authorised web portal.
Structured against supervisory register snapshots and public regulatory filings. Verify your contracting legal entity and current authorisation status directly on the issuing regulator’s official register before transacting.