Institution record
China Galaxy
China Galaxy International Financial Holdings Limited
- Source score
- 6.8
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (investment firms and financial institutions headquartered across continental europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Futures Commission | AYH772 | Regulated | China Galaxy International Futures (Hong Kong) Co., Limited | 2011-12-14 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing China Galaxy against peer institutions in our investment firms and financial institutions headquartered across continental europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| China Galaxy (this record) | SFC | 1 / 1 | Risk level not supplied | 6.8 | 0 |
BaFinAMFFI+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
CYSECCNMVFSCA | 3 / 3 | Risk level not supplied | 6.5 | 0 | |
AFMEstonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Supervision CommissionBulgarian National Bank (BNB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)AMF | 1 / 2 | Risk level not supplied | 4.0 | 0 |
China Galaxy: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is China Galaxy's regulatory licence status and supervisory authorisation?
In our imported dataset, China Galaxy (legal entity reference: China Galaxy International Financial Holdings Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SFC (Securities and Futures Commission) — licence AYH772, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SFC public register.
Which of China Galaxy's jurisdictions and licences fall within this site's regulatory coverage?
China Galaxy is registered at 20/F, Wing On Centre, 111 Connaught Road Central, Sheung Wan, Hong Kong Flat 1, 36/F, COSCO Tower, Queen's Road Central, Hong Kong Flat 1, 36/F, COSCO Tower, Queen's Road Central, Hong Kong 8/F, May May Building, Nos.683-685 Nathan Road, Kowloon, Hong Kong and tracked under our investment firms and financial institutions headquartered across continental europe scope based on its institutional service profile (Securities brokerage (including stocks, funds, bonds, derivatives and futures), securities investment consulting, financial consulting for securities trading and securities investment, securities underwriting and sponsorship, securities proprietary trading, and securities asset management.) rather than a domestic focus licence. Its 1 recorded licence (SFC) should be evaluated for cross-border passporting and local solicitation rules.
What is China Galaxy's institutional risk classification, enforcement exposure, and score profile?
China Galaxy carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.8, risk & licensing: 6.8, brand: 6.8, market influence: 6.8, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to China Galaxy's platforms, entity structure, and complaints?
Before allocating capital or executing trades with China Galaxy, institutional and retail allocators should: (1) confirm the domain (chinastock.com.hk) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SFC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Euro Firm Ledger relevant to China Galaxy's supervisory scope.
Continental European Bourses
DORA ICT Third-Party Register — Passporting Notification Log: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of dora ict third-party register focusing on passporting notification log. Covers statutory register tie-out (CSSF-FUNDS), 8.7 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Continental European Bourses
UCITS V Liquidity Management Tool — Harmonized Rule Transposition: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of ucits v liquidity management tool focusing on harmonized rule transposition. Covers statutory register tie-out (CSSF-FUNDS), 5.5 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
MiFID II & MiCA Transposition
EU Markets in Crypto-Assets (MiCA) Regulation: CASP Authorizations, Own Funds, and Reverse Solicitation Limits
Evaluating how crypto exchanges, custodians, and token issuers navigate full MiCA compliance to secure a pan-European single license across 450 million consumers.
Continental European Bourses
Passport Notification Host State — Supervisory Convergence Note: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of passport notification host state focusing on supervisory convergence note. Covers statutory register tie-out (CSSF-FUNDS), 11.9 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.