Institution record
SwissBorg
SwissBorg SA
- Source score
- 4.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (investment firms and financial institutions headquartered across continental europe) are listed first. Check each one on the regulator's own register.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing SwissBorg against peer institutions in our investment firms and financial institutions headquartered across continental europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| SwissBorg (this record) | Estonian Financial Intelligence Unit (FIU / RAB)AMF | 1 / 2 | Risk level not supplied | 4.0 | 0 |
BaFinAMFFI+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
AFMEstonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)Estonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 3.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB) | 1 / 1 | Risk level not supplied | 2.0 | 0 | |
CYSECCNMVFSCA | 3 / 3 | Risk level not supplied | 6.5 | 0 |
SwissBorg: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is SwissBorg's regulatory licence status and supervisory authorisation?
In our imported dataset, SwissBorg (legal entity reference: SwissBorg SA) holds 2 recorded licence entries, of which 1 carries a "regulated" status and 2 are marked regulated or registered: Estonian Financial Intelligence Unit (FIU / RAB) — licence FVT000326, status: regulated; AMF (Autorité des marchés financiers) — licence E2022-034, status: registered. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Estonian Financial Intelligence Unit (FIU / RAB), AMF public register.
Which of SwissBorg's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on investment firms and financial institutions headquartered across continental europe. 2 of SwissBorg's 2 licence records fall directly within this jurisdictional mandate: Estonian Financial Intelligence Unit (FIU / RAB) (licence FVT000326, regulated, entity: SwissBorg Solutions OÜ); AMF (licence E2022-034, registered, entity: SwissBorg Solutions OÜ). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is SwissBorg's institutional risk classification, enforcement exposure, and score profile?
SwissBorg carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to SwissBorg's platforms, entity structure, and complaints?
Before allocating capital or executing trades with SwissBorg, institutional and retail allocators should: (1) confirm the domain (swissborg.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Estonian Financial Intelligence Unit (FIU / RAB).
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