Licence or regulatory framework
Swiss Financial Institutions Act (FINIG / FINMA)FINMA-FINIG
Comprehensive Swiss legislation governing the licensing and prudential requirements for asset managers, trustees, fund managers, and securities firms.
Updated
Coverage of Swiss Financial Institutions Act (FINIG / FINMA)
7 articles
Continental European Bourses
MiCA CASP Authorization Scope — NCAs Register Tie-Out: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of mica casp authorization scope focusing on ncas register tie-out. Covers statutory register tie-out (FINMA-FINIG), 13.8 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Continental European Bourses
AIFMD Depositary Liability — Passporting Notification Log: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of aifmd depositary liability focusing on passporting notification log. Covers statutory register tie-out (FINMA-FINIG), 4.6 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Continental European Bourses
Swiss FINMA Dual Regime: FINIG Portfolio Manager Authorizations and Cross-Border EU Market Access
How independent Swiss asset managers and family offices obtain formal FINMA authorization and navigate the absence of a blanket EU financial services passport.
Continental European Bourses
SFDR Article 8 Disclosure — Harmonized Rule Transposition: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of sfdr article 8 disclosure focusing on harmonized rule transposition. Covers statutory register tie-out (FINMA-FINIG), 6.9 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Continental European Bourses
Market Abuse MAR Inside Information — Supervisory Convergence Note: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of market abuse mar inside information focusing on supervisory convergence note. Covers statutory register tie-out (FINMA-FINIG), 7.0 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Continental European Bourses
PSD2 SCA Exemption Audit — Retail Disclosure Benchmark: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of psd2 sca exemption audit focusing on retail disclosure benchmark. Covers statutory register tie-out (FINMA-FINIG), 8.0 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Continental European Bourses
Prospectus EU Growth Prospectus — NCAs Register Tie-Out: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of prospectus eu growth prospectus focusing on ncas register tie-out. Covers statutory register tie-out (FINMA-FINIG), 4.9 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Common questions
3 questions answered
What is Swiss Financial Institutions Act (FINIG / FINMA) (FINMA-FINIG) and how is it classified?
Comprehensive Swiss legislation governing the licensing and prudential requirements for asset managers, trustees, fund managers, and securities firms. In Euro Firm Ledger's entity index, Swiss Financial Institutions Act (FINIG / FINMA) is classified as a licence or regulatory framework with identifier or ticker code FINMA-FINIG.
Which jurisdiction and regulatory authority oversee Swiss Financial Institutions Act (FINIG / FINMA)?
Swiss Financial Institutions Act (FINIG / FINMA) is tracked under the Switzerland (Non-EEA) jurisdiction, with primary regulatory oversight or statutory reference tied to Swiss Financial Institutions Act (FINIG / FINMA). Key structured dossier attributes include category: Continental European Bourses; coverage desk: Euro Firm Ledger; regulatory body: Swiss Financial Institutions Act (FINIG / FINMA).
How is Swiss Financial Institutions Act (FINIG / FINMA) covered in Euro Firm Ledger institutional research?
Swiss Financial Institutions Act (FINIG / FINMA) is referenced across 7 published research articles on Euro Firm Ledger. Coverage examines regulatory filings, market structure impact, and cross-border compliance developments involving Swiss Financial Institutions Act (FINIG / FINMA) (FINMA-FINIG).
Peer entities comparison
Side-by-side regulatory & classification matrix for Swiss Financial Institutions Act (FINIG / FINMA) and related entities
| Entity | Classification | Ticker / code | Jurisdiction | Regulator / statute | Wikidata ID | Articles |
|---|---|---|---|---|---|---|
Swiss Financial Institutions Act (FINIG / FINMA)Current | Licence or regulatory framework | FINMA-FINIG | Switzerland (Non-EEA) | Swiss Financial Institutions Act (FINIG / FINMA) | — | 7 |
| Licence or regulatory framework | FMA-AT | Austria (European Union) | Austrian Financial Market Authority (FMA) | — | 7 | |
| Licence or regulatory framework | CYSEC-CIF | Cyprus (European Union) | Cyprus Investment Services and Activities Law (CySEC) | — | 7 | |
| Licence or regulatory framework | EU-DORA | European Union | Digital Operational Resilience Act (Regulation EU 2022/2554) | — | 7 | |
| Licence or regulatory framework | AFM-RTS6 | Netherlands (European Union) | Dutch Authority for the Financial Markets (AFM) RTS 6 Framework | — | 7 | |
| Licence or regulatory framework | ESMA-PROD | European Union | ESMA Guidelines on MiFID II Product Governance Requirements | — | 7 | |
| Licence or regulatory framework | ESMA | European Union | European Securities and Markets Authority (ESMA) | — | 1 |