Institution record
1109 Prosper Company Limited
- Source score
- 4.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (investment firms and financial institutions headquartered across continental europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Exchange Commission, Thailand | 110180040003 | Status not supplied | 1109 Prosper Co., Ltd. | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing 1109 Prosper Company Limited against peer institutions in our investment firms and financial institutions headquartered across continental europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| 1109 Prosper Company Limited (this record) | SEC | 0 / 1 | Risk level not supplied | 4.0 | 0 |
BaFinAMFFI+1 | 4 / 4 | Risk level not supplied | 5.0 | 0 | |
CYSECCNMVFSCA | 3 / 3 | Risk level not supplied | 6.5 | 0 | |
AFMEstonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Financial Supervision CommissionBulgarian National Bank (BNB) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)AMF | 1 / 2 | Risk level not supplied | 4.0 | 0 |
1109 Prosper Company Limited: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is 1109 Prosper Company Limited's regulatory licence status and supervisory authorisation?
In our imported dataset, 1109 Prosper Company Limited (legal entity reference: 1109 Prosper Company Limited) holds 1 recorded licence entry, of which 0 carry a "regulated" status and 0 are marked regulated or registered: SEC (Securities and Exchange Commission, Thailand) — licence 110180040003, status: status not supplied. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEC public register.
Which of 1109 Prosper Company Limited's jurisdictions and licences fall within this site's regulatory coverage?
1109 Prosper Company Limited is registered at 1047Silom Road, Silom Subdistrict, Bangrak District, Bangkok 10500 and tracked under our investment firms and financial institutions headquartered across continental europe scope based on its institutional service profile (multi-asset financial services) rather than a domestic focus licence. Its 1 recorded licence (SEC) should be evaluated for cross-border passporting and local solicitation rules.
What is 1109 Prosper Company Limited's institutional risk classification, enforcement exposure, and score profile?
1109 Prosper Company Limited carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to 1109 Prosper Company Limited's platforms, entity structure, and complaints?
Before allocating capital or executing trades with 1109 Prosper Company Limited, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEC.
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